Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gemini Capital LLP
FRN 582615
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Nov 2019 to 8 Dec 2019)
- CF30 Customer (2 Nov 2015 to 8 Dec 2019)
- CF4 Partner (1 Oct 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.