Gemini Capital LLP

• Principal Place of Business

  Sopher & Co, Unit 5

  Elstree Gate

  Elstree Way

  Borehamwood

  Hertfordshire

  WD6 1JD

  UNITED KINGDOM

  Phone

  +4402079522585

  Web

  https://www.geminicapital.london

• Complaints Contact

  1 Primrose Street

  London

  EC2A 2JN

  UNITED KINGDOM

  Phone

  +4402079522585

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Angitu Limited

  IRN XXA01234

  • CF4 Partner (1 Oct 2012 to 21 Oct 2019)
• . Lyttelton Limited

  IRN XXL01100

  • CF4 Partner (1 Oct 2012 to 21 Oct 2019)
• . Tupuna Limited

  IRN XXT01121

  • CF4 Partner (1 Oct 2012 to 30 May 2014)
• Elliot Pasztor

  IRN EXP01290

  • CF30 Customer (1 Dec 2013 to 19 Mar 2019)
• Emma Elizabeth Lawson Vaslet de Fontaubert

  IRN EEV01003

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (20 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
• Gisele Russell

  IRN GXS01280

  • CF30 Customer (1 Oct 2012 to 1 Nov 2014)
• Oliver Aragoni

  IRN OXA00182

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Oct 2025)
  • SMF27 Partner (since 4 Aug 2025)
• Thibault De Fontaubert

  IRN TXD01104

  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2026)
  • CF10 Compliance Oversight (1 Oct 2012 to 21 Oct 2019)
  • CF11 Money Laundering Reporting (1 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • CF4 Partner (1 Oct 2012 to 8 Dec 2019)

No changes recorded yet.