Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 1 Mar 2026)
    • [FCA CF] Client dealing (5 Sep 2017 to 1 Mar 2021)
    • CF30 Customer (21 May 2013 to 27 Aug 2015)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 4 Jul 2022)
    • [FCA CF] Client dealing (5 Sep 2017 to 1 Mar 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 1 Mar 2026)
    • [FCA CF] Client dealing (5 Sep 2017 to 1 Mar 2021)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (21 Sep 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (21 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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