Emma Clare Rivers

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (26 Jul 2024 to 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 19 Jan 2026)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (26 Jul 2024 to 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 19 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.