Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (7 Oct 2022 to 6 Apr 2023)
    • [FCA CF] Significant management (7 Apr 2022 to 7 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 7 Oct 2023)
    • [PRA CF] Managing a material risk taker (15 Mar 2022 to 17 Mar 2023)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Material risk taker (7 Apr 2022 to 18 Jul 2022)
    • [FCA CF] Significant management (7 Apr 2022 to 18 Jul 2022)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Significant management (7 Apr 2022 to 18 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 18 Jul 2022)
    • SMF24 Chief Operations (1 Jul 2018 to 23 Jan 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 7 Oct 2023)
    • [FCA CF] Significant management (7 Apr 2022 to 7 Oct 2023)
    • [PRA CF] Managing a material risk taker (15 Mar 2022 to 19 Aug 2022)
    • SMF24 Chief Operations (22 Jan 2018 to 23 Jan 2022)
    • SMF18 Other Overall Responsibility (1 Oct 2017 to 22 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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