Emlyn Hywel Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fletcher Davies Limited

    FRN 453813

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2021)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Sep 2006)
    • Responsibility for MCD Intermediation (30 Aug 2016 to 24 Nov 2022)
    • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)
    • CF1 Director (1 Sep 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Sep 2006 to 30 Sep 2018)
  • Meredith Williams Ltd

    FRN 591733

    • (2)Employed By (since 24 Dec 2012)
  • Bateman Jarvis Ltd (no longer approved here)

    FRN 224241

    • Employed By (6 Jun 2005 to 2 Sep 2012)
  • Gardner Salisbury Investment Consultants Ltd (no longer approved here)

    FRN 200029

    • (4)Employed By (1 Sep 2000 to 19 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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