Fletcher Davies Limited

• Principal Place of Business

  42 High Street

  Holywell

  Flintshire

  CH8 7LH

  UNITED KINGDOM

  Phone

  +4401352710369

• Complaints Contact

  42 High Street

  Holywell

  Flintshire

  CH8 7LH

  UNITED KINGDOM

  Phone

  +4401352710369

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Philip Filbee

  IRN APF00018

  • CF1 Director (AR) (1 Sep 2006 to 20 Jun 2013)
• Christopher Edward Douglas

  IRN CED01069

  • CF30 Customer (28 Dec 2012 to 19 Sep 2013)
• Dafydd John Roberts

  IRN DXR00363

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 6 Mar 2026)
  • SMF3 Executive Director (since 6 Mar 2026)
  • CF30 Customer (since 1 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2022)
  • [FCA CF] Client dealing (since 17 Jun 2022)
• Daniel Jones

  IRN DWJ01038

  • CF30 Customer (16 Mar 2010 to 3 Dec 2010)
• Emlyn Hywel Davies

  IRN EHD00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 24 Feb 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (AR) (since 1 Sep 2006)
  • Responsibility for MCD Intermediation (30 Aug 2016 to 24 Nov 2022)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (1 Sep 2006 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Sep 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2006 to 8 Dec 2019)
  • CF1 Director (1 Sep 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)
• Ian Michael Jarvis

  IRN IMJ00002

  • CF30 Customer (since 24 Dec 2012)
  • CF30 Customer (1 Nov 2007 to 2 Sep 2012)
  • CF1 Director (AR) (1 Sep 2006 to 2 Sep 2012)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
• Jeremy Charles Salisbury

  IRN JCS00043

  • CF1 Director (AR) (1 Sep 2006 to 20 Jun 2013)
• John Richard Gardner

  IRN JRG00038

  • CF1 Director (AR) (1 Sep 2006 to 20 Jun 2013)
• Melanie Jane Langton - Davies

  IRN MJL01268

  • CF1 Director (AR) (1 Sep 2006 to 20 Jun 2013)
• Michael Moan

  IRN MXM20565

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Feb 2021)
  • [FCA CF] Client dealing (since 24 Feb 2021)
  • CF30 Customer (since 1 Nov 2019)

• Meredith Williams Ltd

  FRN 591733 · Appointed 21 Nov 2012

• Bateman Jarvis Ltd (no longer appointed)

  FRN 224241 · Appointed 1 Sep 2006 · Until 2 Sep 2012

• Gardner Salisbury Investment Consultants Ltd (no longer appointed)

  FRN 200029 · Appointed 1 Sep 2006 · Until 20 Jun 2013

No changes recorded yet.