Emily Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (since 20 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2023)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 15 Aug 2023)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC

    FRN 151427

    • [FCA CF] Significant management (since 19 Nov 2025)
    • [FCA CF] Significant management (15 Oct 2020 to 15 Aug 2023)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Significant management (24 Oct 2023 to 18 Dec 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2022 to 15 Aug 2023)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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