Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (2 Feb 2015 to 30 Sep 2019)
- CF30 Customer (21 May 2014 to 8 Dec 2019)
- CF29 Significant management (21 May 2014 to 11 Feb 2015)
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- [FCA CF] Material risk taker (1 Apr 2021 to 31 Dec 2021)
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- CF30 Customer (1 Oct 2010 to 21 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.