Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (27 May 2003 to 8 Nov 2004)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (28 May 2002 to 14 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.