ELLIOTT DAVID OWEN

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cullen Wealth Limited

    FRN 224355

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2024 to 19 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2024 to 19 Sep 2025)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Functions requiring qualifications (6 Feb 2024 to 7 Aug 2024)
    • [FCA CF] Client dealing (6 Feb 2024 to 7 Aug 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 May 2017 to 8 Mar 2018)
  • Stonebridge Wealth LLP (no longer approved here)

    FRN 629090

    • (1)Employed By (4 May 2017 to 8 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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