Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Jul 2020)
    • CF1 Director (AR) (since 2 Jul 2020)
    • [FCA CF] Client dealing (since 2 Jul 2020)
    • CF30 Customer (since 2 Jul 2020)
    • CF30 Customer (6 May 2014 to 26 May 2017)
    • (1)Employed By (since 2 Jul 2020)
  • Mistry & Sons Limited (no longer approved here)

    FRN 656623

    • (2)Employed By (11 Aug 2020 to 28 Jan 2021)
  • Harbour Financial LLP (no longer approved here)

    FRN 626323

    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (30 Jan 2013 to 18 Jun 2014)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (13 Oct 2008 to 29 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.