Elliot Reid Caldwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coach House Investment Managers Limited (no longer approved here)

    FRN 604405

    • [PRA CF] Key function holder (1 Oct 2020 to 11 Apr 2023)
    • [FCA CF] Significant management (1 Oct 2020 to 11 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 12 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Apr 2023)
    • CF11 Money Laundering Reporting (26 Nov 2013 to 8 Dec 2019)
    • CF1 Director (26 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Nov 2013 to 8 Dec 2019)
    • CF3 Chief Executive (26 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
  • CAL Investments Limited (no longer approved here)

    FRN 114008

    • CF11 Money Laundering Reporting (14 Mar 2011 to 9 Dec 2016)
    • CF10 Compliance Oversight (14 Mar 2011 to 9 Dec 2016)
    • CF1 Director (5 Mar 2010 to 6 Feb 2017)
    • CF30 Customer (5 Mar 2010 to 6 Feb 2017)
    • CF3 Chief Executive (5 Mar 2010 to 6 Feb 2017)
  • CBRE Investment Management (UK Funds) Limited (no longer approved here)

    FRN 179712

    • CF27 Investment Management (1 Dec 2001 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.