Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Jan 2025)
    • [FCA CF] Material risk taker (since 31 Jan 2025)
    • SMF16 Compliance Oversight (31 Jan 2025 to 7 Aug 2025)
    • [FCA CF] Material risk taker (since 6 Dec 2024)
  • Shard Capital AIFM LLP (no longer approved here)

    FRN 615463

    • [FCA CF] Client dealing (13 Jul 2021 to 17 Apr 2023)
    • CF1 Director (AR) (1 Jul 2021 to 1 Oct 2022)
    • CF30 Customer (1 Jul 2021 to 17 Apr 2023)
  • Shard Credit Partners Ltd (no longer approved here)

    FRN 702785

    • (5)Employed By (1 Jul 2021 to 17 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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