Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Securities Limited
FRN 155593
- SMF3 Executive Director (since 4 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (21 Dec 2010 to 28 Jan 2013)
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AJ Bell Management Limited
FRN 211468
- SMF3 Executive Director (since 4 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (2 Oct 2006 to 17 Jan 2013)
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AJ Bell Asset Management Limited
FRN 774048
- SMF3 Executive Director (since 4 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.