Elissa Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- [FCA CF] Client dealing (17 Apr 2020 to 30 Apr 2021)
- CF30 Customer (16 Jul 2009 to 8 Dec 2019)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (16 Jul 2009 to 9 Feb 2018)
Apollo Management International LLP (no longer approved here)
FRN 452877
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- CF21 Investment Adviser (30 May 2003 to 14 Nov 2004)
- CF27 Investment Management (14 Feb 2003 to 14 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.