Elgan Wyn Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2021)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (22 Feb 2016 to 19 Dec 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Aug 2015 to 31 Jan 2016)
    • CF1 Director (AR) (17 Aug 2015 to 31 Jan 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • Sterling Asset Management (no longer approved here)

    FRN 200395

    • (4)Employed By (31 Jul 2006 to 18 Feb 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Sep 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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