Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 6 Mar 2023)
    • [FCA CF] Manager of certification employee (17 Sep 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (17 Sep 2021 to 30 Sep 2025)
  • CARD PROTECTION PLAN LIMITED (no longer approved here)

    FRN 311489

    • [FCA CF] Significant management (17 Sep 2021 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (17 Sep 2021 to 11 Dec 2023)
  • CPP Secure Limited (no longer approved here)

    FRN 790304

    • [FCA CF] Significant management (17 Sep 2021 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (17 Sep 2021 to 1 Dec 2023)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (246)CF28 Systems and controls (1 Nov 2007 to 1 Apr 2015)
    • (247)CF15 Internal Audit (6 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (246)CF28 Systems and controls at Engage Mutual Funds Limited

  2. controlled function added: (247)CF15 Internal Audit at Engage Mutual Funds Limited