Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF6 Head of Key Business Areas (2 Dec 2021 to 30 Apr 2025)
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- SMF9 Chair of the Governing Body (4 Jan 2021 to 3 Jun 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
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- CF29 Significant management (8 Jun 2016 to 9 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.