Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 27 Mar 2026)
    • CF30 Customer (since 27 Mar 2026)
    • Employed By (since 27 Mar 2026)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 May 2014 to 8 Dec 2019)
  • PROTECT AND INVEST LIMITED (no longer approved here)

    FRN 469073

    • CF30 Customer (20 Dec 2013 to 29 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Sep 2010 to 31 Dec 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Nov 2008 to 23 Jul 2010)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (2 May 2002 to 13 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (2 May 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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