Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abraxas Capital Management Limited (no longer approved here)

    FRN 219017

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (15 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (23 Jun 2011 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.