Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2025)
    • [FCA CF] Client dealing (since 19 Nov 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (24 Feb 2015 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Dec 2013 to 27 Jan 2015)
  • Webster Associates Ltd (no longer approved here)

    FRN 439690

    • Employed By (17 Dec 2013 to 27 Jan 2015)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (24 Nov 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (12 Jan 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.