Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Mar 2003)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 6 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.