Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OTC Europe LLP

    FRN 507219

    • [FCA CF] Client dealing (since 19 Feb 2020)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (15 Oct 2012 to 20 Apr 2018)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF29 Significant management (3 Feb 2010 to 9 Apr 2010)
    • CF30 Customer (17 Sep 2009 to 9 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.