Edward Thomas Steel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broad Reach Investment Management LLP

    FRN 737130

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2020)
    • CF4 Partner (26 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Aug 2016 to 30 Aug 2018)
    • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (19 Aug 2014 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (16 Oct 2013 to 16 May 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 17 Aug 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 17 Aug 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF29 Significant management (1 Nov 2007 to 17 Aug 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.