Broad Reach Investment Management LLP

• Principal Place of Business

  49-50 Great Marlborough Street

  London

  W1F 7JS

  UNITED KINGDOM

  Phone

  +4402075312460

• Complaints Contact

  50 Great Marlborough St

  London

  W1F 7JS

  UNITED KINGDOM

  Phone

  +4402075312460

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Broad Reach Investment Management Servic

  IRN XXB01170

  • CF4 Partner (26 Aug 2016 to 15 Nov 2019)
• Alex Alfred Cross

  IRN AXC00969

  • [FCA CF] Client dealing (since 21 Nov 2022)
  • [FCA CF] Material risk taker (21 Nov 2022 to 22 Nov 2022)
• Bhadresh Patel

  IRN BXP00075

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Bradley James Wickens

  IRN BJW01047

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
  • CF4 Partner (26 Aug 2016 to 8 Dec 2019)
• Charles Hyde-Andrews-Bird

  IRN CXH01801

  • CF30 Customer (8 Sep 2016 to 4 Sep 2017)
• Dafina Hashani-Thraves

  IRN DXH00687

  • [FCA CF] Client dealing (3 Jan 2023 to 18 Aug 2023)
• Daniel Alan Worth

  IRN DAW01131

  • SMF27 Partner (since 4 Feb 2020)
  • CF30 Customer (13 Sep 2016 to 8 Dec 2019)
• Danilo Mori

  IRN DTM01067

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
• Edward Thomas Steel

  IRN ETS01014

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2020)
  • CF10 Compliance Oversight (26 Aug 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Aug 2016 to 30 Aug 2018)
  • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
  • CF4 Partner (26 Aug 2016 to 8 Dec 2019)
• Fraser Brannan

  IRN FXB01548

  • [FCA CF] Client dealing (since 1 Oct 2024)

No changes recorded yet.