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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HELVETIA GLOBAL SOLUTIONS LTD
FRN 454140
- SMF16 Compliance Oversight (since 1 Nov 2023)
Talbot Underwriting Ltd (no longer approved here)
FRN 204890
- SMF16 Compliance Oversight (3 Aug 2020 to 5 Sep 2022)
- CF1 Director (AR) (21 Mar 2013 to 5 Sep 2022)
Talbot Underwriting Risk Services Ltd (no longer approved here)
FRN 578644
- (11)Employed By (21 Mar 2013 to 5 Sep 2022)

Updates to this individual's record on the FCA register.

1 hour ago
controlled function removed: Employed By at Talbot Underwriting Risk Services Ltd
1 hour ago
controlled function added: (11)Employed By at Talbot Underwriting Risk Services Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.