Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Iron Blue Financials Limited
FRN 953091
- [FCA CF] Client dealing (since 6 Sep 2022)
- SMF1 Chief Executive (since 12 Oct 2021)
- SMF3 Executive Director (since 12 Oct 2021)
- SMF16 Compliance Oversight (since 12 Oct 2021)
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- [FCA CF] Client dealing (16 Jun 2016 to 8 Feb 2021)
- CF30 Customer (1 Nov 2007 to 7 May 2009)
- CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
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- CF30 Customer (3 Aug 2009 to 2 Sep 2010)
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- CF21 Investment Adviser (30 Nov 2002 to 27 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.