Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Sep 2022)
    • SMF1 Chief Executive (since 12 Oct 2021)
    • SMF3 Executive Director (since 12 Oct 2021)
    • SMF16 Compliance Oversight (since 12 Oct 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (16 Jun 2016 to 8 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 7 May 2009)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (3 Aug 2009 to 2 Sep 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.