Date authorised
12 October 2021
Companies House
13316147
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    47 Beaucroft Lane
    Wimborne
    BH21 2PD
    UNITED KINGDOM
    Phone
    +447720887575
  • Complaints Contact

    47 Beaucroft Lane
    Wimborne
    BH21 2PD
    UNITED KINGDOM
    Phone
    +447720887575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Philip John Steele

    IRN EPS01013

    • [FCA CF] Client dealing (since 6 Sep 2022)
    • SMF1 Chief Executive (since 12 Oct 2021)
    • SMF16 Compliance Oversight (since 12 Oct 2021)
    • SMF3 Executive Director (since 12 Oct 2021)
  • Ursula Velazquez Otero

    IRN UXV00005

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Oct 2021)
    • SMF3 Executive Director (since 12 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.