Edward James Robert Finch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners& Limited (no longer approved here)

    FRN 308261

    • [FCA CF] Significant management (18 Jan 2021 to 20 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2022)
    • Responsible for Insurance Distribution (1 Feb 2019 to 20 Oct 2022)
    • CF10 Compliance Oversight (26 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Oct 2018 to 8 Dec 2019)
    • CF1 Director (24 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Aug 2010 to 1 Oct 2018)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • SMF1 Chief Executive (14 Jul 2020 to 23 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Dec 2020)
    • Responsible for Insurance Distribution (13 Dec 2018 to 23 Dec 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Dec 2020)
    • Responsible for Insurance Mediation (9 Mar 2009 to 1 Oct 2018)
    • CF8 Apportionment and Oversight (9 Mar 2009 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (9 Mar 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Mar 2009 to 8 Dec 2019)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.