Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Key function holder (since 1 Dec 2020)
    • SMF1 Chief Executive (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
    • SMF9 Chair of the Governing Body (since 1 Dec 2020)
    • [FCA CF] Significant management (since 1 Dec 2020)
  • VSA Capital Limited (no longer approved here)

    FRN 158790

    • CF30 Customer (16 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.