Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kernow Asset Management Limited
FRN 930510
- [PRA CF] Key function holder (since 1 Dec 2020)
- SMF1 Chief Executive (since 1 Dec 2020)
- SMF16 Compliance Oversight (since 1 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2020)
- SMF3 Executive Director (since 1 Dec 2020)
- SMF9 Chair of the Governing Body (since 1 Dec 2020)
- [FCA CF] Significant management (since 1 Dec 2020)
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- CF30 Customer (16 Nov 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.