Kernow Asset Management Limited

Date authorised
1 December 2020
Companies House
12230052
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, Great Stable
    Trelowarren
    Helston
    Cornwall
    TR12 6AF
    UNITED KINGDOM
    Phone
    +4407720059843
    Web
    https://kernowam.com

  • Complaints Contact

    1st Floor Great Stable
    Trelowarren
    Helston
    Cornwall
    TR12 6AF
    UNITED KINGDOM
    Phone
    +4407720059843

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alasdair Shaikh

    IRN AXS01294

    • [FCA CF] Client dealing (17 Oct 2022 to 22 Dec 2023)
  • Alyx Wood

    IRN AXW02005

    • SMF3 Executive Director (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Material risk taker (since 1 Dec 2020)
    • [FCA CF] Significant management (since 1 Dec 2020)
    • [PRA CF] Key function holder (since 1 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2020)
  • Christina Makris

    IRN CXM02371

    • Director of firm who is not a certification employee or a SMF manager (1 Dec 2020 to 17 Oct 2022)
  • Edward James Hugo

    IRN EJH01096

    • [FCA CF] Significant management (since 1 Dec 2020)
    • [PRA CF] Key function holder (since 1 Dec 2020)
    • SMF1 Chief Executive (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
    • SMF9 Chair of the Governing Body (since 1 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.