Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Jul 2024)
    • CF2 Non Executive Director (8 Sep 2015 to 8 Dec 2019)
    • CF1 Director (19 Jun 2013 to 8 Sep 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF27 Investment Management (15 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.