Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Oct 2024)
- CF1 Director (AR) (since 27 Sep 2024)
- CF30 Customer (since 27 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
- CF30 Customer (24 May 2018 to 29 Feb 2024)
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Redgate Financial Limited
FRN 1018807
- (1)Employed By (since 27 Sep 2024)
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- [FCA CF] Functions requiring qualifications (1 Mar 2024 to 24 Jun 2024)
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- CF30 Customer (24 Nov 2023 to 24 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.