Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (11 Aug 2016 to 20 Sep 2019)
- CF11 Money Laundering Reporting (11 Aug 2016 to 20 Sep 2019)
- CF30 Customer (1 Jul 2008 to 20 Sep 2019)
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- CF23 Corporate Finance Adviser (5 Aug 2004 to 15 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.