Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2022)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (25 Feb 2010 to 29 Nov 2010)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.