Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 26 Jan 2026)
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
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- [FCA CF] Client dealing (4 May 2021 to 24 Jun 2022)
- [FCA CF] Functions requiring qualifications (4 May 2021 to 24 Jun 2022)
- CF30 Customer (18 Jun 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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