Edward Caswell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Feb 2023)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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