Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Aug 2023 to 31 Dec 2023)
- SMF3 Executive Director (10 Aug 2023 to 31 Dec 2023)
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- SMF1 Chief Executive (10 Aug 2023 to 31 Dec 2023)
- SMF3 Executive Director (10 Aug 2023 to 31 Dec 2023)
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jan 2021)
- CF11 Money Laundering Reporting (15 Apr 2016 to 8 Dec 2019)
- CF1 Director (15 Apr 2016 to 8 Dec 2019)
- CF28 Systems and controls (15 Apr 2016 to 26 Apr 2016)
- CF3 Chief Executive (15 Apr 2016 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 10 Dec 2007)
- CF17 Significant Mgt (Other Business Operations) (7 Mar 2005 to 31 Oct 2007)
- CF1 Director (1 Aug 2002 to 9 Nov 2004)
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- Responsible for Insurance Mediation (7 Mar 2005 to 10 Dec 2007)
- CF1 Director (1 Aug 2002 to 10 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.