Edward Alexander Grundy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (20 Aug 2019 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (20 Aug 2019 to 30 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jul 2019 to 23 Jul 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (19 May 2017 to 28 Jun 2019)
    • [FCA CF] Client dealing (19 May 2017 to 28 Jun 2019)
    • [FCA CF] Manager of certification employee (19 May 2017 to 28 Jun 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (3 Nov 2016 to 28 Jun 2019)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 28 Jun 2019)
    • [FCA CF] Material risk taker (3 Nov 2016 to 28 Jun 2019)
    • CF30 Customer (12 Nov 2008 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (20 Jul 2005 to 26 Sep 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.