Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (4 Jun 2020 to 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (4 Jun 2020 to 27 Nov 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Apr 2018 to 1 May 2020)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (23)Employed By (24 Apr 2018 to 1 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.