Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 29 Jan 2025)
- [FCA CF] Significant management (since 2 Apr 2018)
- [FCA CF] Material risk taker (since 2 Apr 2018)
- [FCA CF] Manager of certification employee (15 Jan 2018 to 13 Jul 2023)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Significant management (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- CF29 Significant management (5 Jan 2012 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF21 Investment Adviser (8 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2003)
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- [FCA CF] Manager of certification employee (29 Jan 2025 to 12 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (25 Jun 2024 to 28 Mar 2025)
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- [FCA CF] Manager of certification employee (29 Jan 2025 to 12 Nov 2025)
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- [PRA CF] Significant risk taker or Material risk taker (25 Jun 2024 to 7 May 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2025)
- CF1 Director (5 Jan 2012 to 6 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.