Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 Jan 2025)
    • [FCA CF] Significant management (since 2 Apr 2018)
    • [FCA CF] Material risk taker (since 2 Apr 2018)
    • [FCA CF] Manager of certification employee (15 Jan 2018 to 13 Jul 2023)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF29 Significant management (5 Jan 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (8 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2003)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (29 Jan 2025 to 12 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2024 to 28 Mar 2025)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (29 Jan 2025 to 12 Nov 2025)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2024 to 7 May 2025)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2025)
    • CF1 Director (5 Jan 2012 to 6 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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