Duncan Richard Glassey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited

    FRN 608548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • CF21 Investment Adviser (5 Jan 2005 to 15 Dec 2006)
    • CF24 Pension Transfer Specialist (5 Jan 2005 to 15 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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