Duncan Jonathan Tankred Farr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 1 Feb 2021)
- CF30 Customer (12 Feb 2015 to 8 Dec 2019)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (23 Oct 2013 to 16 Jan 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 17 Jul 2013)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (2 Jun 2003 to 26 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.