Duncan John Brett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (6 Aug 2018 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (6 Aug 2018 to 8 Jul 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (6 Aug 2018 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (6 Aug 2018 to 8 Jul 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (9 Sep 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (13 Aug 2004 to 7 Sep 2004)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (23 Feb 2004 to 19 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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