Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Gritstone Investment Manager Limited
FRN 1007673
- [FCA CF] Client dealing (since 16 Oct 2024)
- SMF3 Executive Director (since 16 Oct 2024)
- SMF1 Chief Executive (since 16 Oct 2024)
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- Director of firm who is not a certification employee or a SMF manager (27 Feb 2024 to 28 Feb 2026)
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- CF2 Non Executive Director (8 Sep 2015 to 8 Dec 2019)
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- CF29 Significant management (31 May 2012 to 29 Mar 2014)
- CF2 Non Executive Director (5 Mar 2012 to 31 May 2012)
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- CF30 Customer (1 Nov 2007 to 8 Jul 2009)
- CF1 Director (8 Aug 2002 to 8 Jul 2009)
- CF27 Investment Management (8 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.