Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 4 Feb 2022)
- [FCA CF] Client dealing (since 16 May 2018)
- [FCA CF] Material risk taker (11 Nov 2019 to 6 Jul 2023)
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 10 Jan 2022)
- [FCA CF] Client dealing (since 9 Nov 2016)
- [FCA CF] Manager of certification employee (9 Nov 2016 to 15 May 2018)
- [FCA CF] Material risk taker (9 Nov 2016 to 6 Jul 2023)
- CF30 Customer (27 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 15 Aug 2015)
- CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Aug 2015)
- CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.