Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Feb 2022)
    • [FCA CF] Client dealing (since 16 May 2018)
    • [FCA CF] Material risk taker (11 Nov 2019 to 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 9 Nov 2016)
    • [FCA CF] Manager of certification employee (9 Nov 2016 to 15 May 2018)
    • [FCA CF] Material risk taker (9 Nov 2016 to 6 Jul 2023)
    • CF30 Customer (27 Aug 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 15 Aug 2015)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Aug 2015)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.