Duncan Andrew Turnbull

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (10 Dec 2020 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
    • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Apr 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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