Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott and Casey Financial Management Limited (no longer approved here)

    FRN 213848

    • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (11 Nov 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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