Duncan Alistair Finch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FAIRMEAD INSURANCE LIMITED (no longer approved here)
FRN 202050
- SIMF9 Chairman (12 May 2016 to 31 Dec 2016)
- CF3 Chief Executive (19 Feb 2014 to 6 Mar 2016)
- CF1 Director (15 Feb 2011 to 31 Dec 2016)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (19 Feb 2014 to 5 May 2016)
- CF29 Significant management (9 Apr 2013 to 18 Feb 2014)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF3 Chief Executive (19 Feb 2014 to 31 Dec 2016)
- CF1 Director (9 Apr 2013 to 31 Dec 2016)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF29 Significant management (16 Nov 2009 to 31 Dec 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.